Authorities said 23, the SFC arrangements, margin trading and securities firms this year, direct investment into the business will be business as usual. He expects earnings of securities companies which will profit the scale model and a positive impact.
pilot margin trading on March 31, 2010 launch, a total of 3 batches of 25 pilot securities firms to obtain qualification. Currently, the application for a pilot margin trading brokerages need to net capital, category rating, its own funds and its own securities, settlement systems, the implementation of the tripartite depository, and many other standards. For example, the third batch of pilot margin requirements, the most recent rating of securities companies classified as Class B over the last 6 months were net capital of 30 billion yuan.
2007 9 months, the Commission officially launched the pilot securities companies direct investment business, and asked the pilot to carry out direct investment in the securities business principle, net capital below 20 million, also should have a sound internal control and risk management systems, and strong investment banking capabilities; and the three most recent fiscal year as the stock, convertible bonds underwriting of the project in more than 10, or the underwriting of the amount of 150 million yuan or more. In 2009, the Commission issued the
According to incomplete statistics, there are around 30 direct investment and securities companies to obtain business qualifications, and have set up subsidiaries direct investment, such as the Gold Stone, the letter Hongsheng, Huatai Zijin, Hai Tong Kaiyuan and so on, industry capital total size of about 200 million. GEM gate opening, the investment company is listed, to broker direct investment subsidiary to bring a lot of money in return.
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